Compliance Management
Regulatory compliance tracking and audit management
GLBA
Gramm-Leach-Bliley Act
96%
Compliant
Controls
43/45
Findings
2
Last Audit
2024-12-15
FFIEC
Federal Financial Institutions Examination Council
92%
Compliant
Controls
63/68
Findings
5
Last Audit
2024-11-20
NCUA
National Credit Union Administration
98%
Compliant
Controls
51/52
Findings
1
Last Audit
2024-12-01
SOC 2
Service Organization Control 2
89%
Compliant
Controls
64/72
Findings
8
Last Audit
2024-10-15
Recent Findings
Access Control Review Gaps
FND-2024-023
FFIECRemediation
Due 2024-01-20 • IT Security
Vendor Due Diligence Documentation
FND-2024-028
GLBAOpen
Due 2024-01-30 • Vendor Mgmt
Penetration Testing Frequency
FND-2024-031
SOC 2In Progress
Due 2024-01-15 • IT Security
Upcoming Audits
GLBA Annual Review
Date:2024-02-15
Auditor:Internal Audit
Scope:Full Assessment
SOC 2 Type II
Date:2024-03-01
Auditor:External Auditor
Scope:Security & Availability
NCUA Examination
Date:2024-04-10
Auditor:NCUA
Scope:Regulatory Compliance