Management
FFIEC IT Examination Handbook - Management Booklet
Overall Progress
75%
Total Controls
12
Compliant
9
Gaps
3
Control Domains
Click a domain to view detailed checklist items and mark controls as complete
IT Governance
Board oversight, IT management structure, and enterprise architecture
Examiner Intent:
Verify board provides effective oversight of IT and management establishes appropriate governance structure
100%3 / 3
IT Risk Management
Risk identification, measurement, mitigation, monitoring and reporting processes
Examiner Intent:
Ensure comprehensive IT risk management framework is established and operating effectively
67%2 / 3
Third-Party Management
Oversight and management of technology service providers and outsourced functions
Examiner Intent:
Validate third-party relationships are properly managed with appropriate due diligence and ongoing oversight
67%2 / 3
Personnel Management
IT staffing, training, performance management, and succession planning
Examiner Intent:
Ensure qualified personnel with appropriate training and background checks support IT operations
67%2 / 3